By Keith McDowell
The iconic 1950s television program Have Gun,
Will Travel starting Richard Boone as
Paladin, a gunslinger ready and willing to exact his version of justice for a
price, spawned many knockoff phrases aptly suited for good humor as well as a
catchphrase on your next virtual business card. And in the minds of some,
that’s exactly how modern research at universities is being both conducted and
funded.
Take the case of Mark Regnerus, an associate professor at
The University of Texas at Austin whose research
on the children of gay parents has been roundly criticized and is being
reviewed by the university under an accusation of scientific misconduct. Funded
by the Witherspoon
Institute and the Bradley
Foundation, conservative and biased organizations according to some
accounts, his research is being touted as a worst case scenario of “research
for hire” or “you get what you pay for” – a wink and a nod being the
appropriate medium for “closing the deal” in such cases, if you subscribe to
conspiracy-based thinking.
In an excellent “Statesman In-Depth” article appearing in
the 10 August 2012 edition of the Austin
American-Statesman and entitled Study
funding under scrutiny, Tara Merrigan
provides a broad and important analysis of the Regnerus case citing both the
history and practice of foundations funding research at universities. It is
must read not available on the Internet, but it brings to light yet once again
a recurring question of our times:
Does it matter what entity funds research at
universities or what perspectives the people or support groups involved might
have as to politics, religion, ethnicity, or any of the other boxes we like to
check these days?
And my unequivocal answer is – it depends! But on what is in
the eye of the beholder.
Let’s begin with an easy case: funding of engineering
research to find a simple bio-hazard delivery system by a foundation serving as
a front group for Islamic terrorists. Yep. It makes for a good TV plot, but
such funding is clearly a threat to national security and will be terminated.
How about funding from the U.S. Department of Defense? We
certainly have plenty of that being done at universities. But what about the
good old days of the 1950s when people in power created the concept of the Atomic
Soldier and routinely irradiated the so-called volunteers during
atmospheric nuclear testing? Does anyone doubt that related and follow-up
research occurred in our universities? Does anyone doubt that similar
activities continue today, especially when it comes to testing the efficacy of
new vaccines using soldiers?
Of course, we don’t do classified research at universities –
but wait, we do! We create entities separate from the university, but connected
to the university and pass the money through them – the most notable game being
University Research
Centers (URC). We have one right here in Austin and it’s called the Applied Research Laboratory.
Are you happy about that form of research for hire?
But let’s return specifically to foundations and swing to
the other end of the spectrum and review the Gates
Foundation. Their principal theme is world health, a seemingly benign one
by any standard. What university could refuse research funding for such a
worthy endeavor? But what if the research focuses on birth control as a means
to confront disease in the ever-expanding world population? What if it focuses
on gays and the spreading of AIDS throughout the general populace from
politically sanctioned rape and sodomy of a conquered tribe by African
militias? Are conservatives going to be happy about any of that research, no
matter the findings?
And let’s examine the Michael J. Fox Foundation
whose principal aim is to find a cure for Parkinson’s Disease. If stem-cell
research must be funded to find a cure, should universities accept that money?
None of this is new as shown by the Atomic Soldier or, more
recently, by the decades-long attempt to deal with funding from the tobacco
industry and its related institutes and foundations. Indeed, an excellent and recent report by a group of research
ethicists focused on the tobacco issue highlights many of the concerns and
provides some potential remedies.
As I’ve shown with a few examples, the space of potential
funding scenarios that gore someone’s ox is boundless to all intents and
purposes. That’s because the issue is really not about overbuilt
university research capacity or a drop in federal funding driving
researchers to “have gun, will travel.” Even federal funding comes with an
agenda, no matter the agency!
Nor is it really about money or research funding, even
though money corrupts. So what is the real issue?
It’s about bad or biased research purposely done by a
researcher to obtain something of value, whether a PI salary for the summer,
tenure, promotion, relief from stress, satisfaction from malevolent behavior,
or any of the other emoluments and rewards of a successful career. And it
doesn’t matter whether the researcher resides at a university, a think-tank, a
foundation, a government laboratory, or in industry. And most of all, it
doesn’t matter the source of the funding, although overarching concerns such as
national security or the general welfare of the nation can trump blanket
acceptance of any and all funding.
America must maintain a healthy and diverse funding profile
for university research if we are to remain globally competitive with emerging
economies like China, South Korea, or Singapore.
I personally am a strong supporter of such a diverse portfolio and believe that
the URC mechanism is essential to our military capability, that proprietary
research – the industry equivalent of classified research – is an important
component of university innovation centers and the transfer of technology to
industry for commercial advantage, and that foundation support of targeted
research is critical to the public wellbeing, even if it makes some people
unhappy. I’m not suggesting that universities become either insensitive to
public opinion on a given research issue or cater to every whim including the
exclusion of funding from the tobacco industry. Instead, we must keep our focus
on continually refining our understanding of misconduct in research, improving
our process for detecting and dealing with it, and educating our faculty as to
the reality and consequences of such misconduct.
Bad or biased research will be and always has been
eventually uncovered and revealed, even though there can be a price paid in the
meantime. We don’t need to invent yet more bureaucracy or attempt to draw
distinctions between “dirty” and “clean” funding or “dirty” and “clean”
foundations. That’s a hopeless task that will never achieve closure. Our focus
must be on continually refining the checks and balances we’ve already built
into our research ecosystem.
Peer review is not perfect. Institutional Review Boards make
mistakes. But we have a feedback process to deal with misconduct in research
and that process works. As the Regnerus story at UT Austin unfolds, lessons will
be learned. Penalties and appropriate disciplinary actions will be taken, if
required by the facts. That’s as it should be.
But in the meantime, let’s not throw foundation support of
university research under the bus simply because a specific case of intentional
bias has potentially been revealed, even if the findings of the reported
research cause one’s blood to boil. If that practice becomes the norm, we’ll
have to throw out federal funding in order to avoid the next version of the
Atomic Soldier!
Note: The question-mark
image used in this blog was copied from an interesting website discussing
informed consent in research ethics.
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